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This month in summary:
FCA opens only 67 investigations into defined benefit transfer advice in the...
Despite the operational challenges of working in a remote environment, the regulatory obligations on firms have not changed. The Financial Conduct Authority (FCA) still expects firms to act within a reasonable timeframe...
A round-up of recent enforcement actions and investigations in the financial services sector as well as a look ahead to the autumns’ expected activity.
A round-up of recent enforcement actions and investigations in the financial services sector.