In the current climate of social distancing, financial stresses and the recent FCA Business Plan, how you engage with your regulators has never been more important.
This webinar has already taken place, but you can request to access on demand here.
This practical webinar will provide you with advice on how best to comply with your legal and regulatory obligations in engaging with and notifying your regulators.
In particular, it covers your obligations to notify the relevant regulators of notifiable events, strategies for dealing with the regulators during such engagement, insight into how the regulators may respond and guidance on how to reduce any risk of intervention or follow up by the regulators.
This course will focus on our top tips on engagement with the FCA and PRA, including:
This webinar is suitable for all Senior Managers, Heads of Compliance, Risk, Governance or Legal, and General Counsel as well as anyone else involved in interactions or engagement with your regulators.