We recognise that the current regulatory environment presents businesses with increasingly difficult challenges and complexities.
Clients are looking for genuine insight into regulatory thinking and the technical knowledge to deliver top quality services with a commercial approach.
Our clients range from retail banks to insurance and credit brokers, sub-prime lenders, credit providers and payment service providers.
We can offer guidance on every aspect of regulatory change and all types of regulatory issues, including:
In the team we have FCA experience at a senior level as well as in house experience gained in clearing banks and other major financial institutions.
This gives us a unique perspective on the regulatory environment and the regulators likely approach to particular issues, combined with a practical and client focused approach.
The FCA has set out how it proposes to replace the Approved Persons Regime by extending the SM&CR to the whole financial services sector by 9 December 2019. Almost every FCA regulated firm is affected, in particular any...