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Important areas covered in this edition include:
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This publication is intended for general guidance and represents our understanding of the relevant law and practice as at October 2017. Specific advice should be sought for specific cases. For more information see our terms & conditions.
Following publication of the FCA's Consultation Paper on the extension of the Senior Managers & Certification Regime (SMCR) to all regulated firm earlier this year, the FCA began a programme of engagement with the wider...